IMPORTANT DISCLOSURES

SignatureFD, LLC (“Company”) is an SEC registered investment adviser located in Atlanta, Georgia.  A copy of the Company’s current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request and/or on this web site at www.signaturefd.com.

Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.  Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.  Accordingly, the publication of Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  A copy of Company’s current written disclosure Brochure discussing Company’s business operations, services, and fees is available from Company upon written request.  Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Company web site or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Company), will be profitable or equal any historical performance level(s).

Certain portions of Company’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional.  Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Please Note: Limitations: Neither rankings and/or recognitions by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Company is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers (see participation criteria/methodology). Unless expressly indicated to the contrary, Company did not pay a fee to be included on any such ranking. No ranking or recognition should be construed as a current or past endorsement of Company by any of its clients. ANY QUESTIONS: The Company’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including the criteria used for any reflected ranking.

PLEASE NOTE: Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if SignatureFD is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of SignatureFD by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers. 

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Company’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Company, or from any other investment professional.

PLEASE NOTE: While SignatureFD has been engaged by professional athletes, celebrities, and public figures, it should not be assumed that any depicted athlete, celebrity, or public figure is a SignatureFD client, or endorses SignatureFD in any manner whatsoever. To the contrary, there can be no assurance that a prospective client will have a satisfactory SignatureFD engagement.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Company.

Model Provider Services

We offer model portfolio services to Wing App, a third-party investment platform (“Wing”). Under this arrangement, we develop and maintain investment models that reflect our asset allocation strategies, security selections, and risk parameters. These models are provided on a non-discretionary basis, meaning we do not place trades or manage client accounts directly. Wing retains full discretion over whether, when, and how to implement our model portfolios for its users. We do not have a direct client relationship with the end investors who use Wing’s platform solely because of their use of Wing.

In certain cases, we may refer prospective clients—such as individuals who may not be an ideal fit for our services—to Wing, including friends and family members of our existing clients. We have entered into an agreement with Wing that: (1) requires Wing to use the model investment strategies we create; (2) specifies the fees Wing will charge its users; and (3) sets forth the portion of those fees that Wing will share with us as compensation for the use of our model strategies. We typically receive 85% of the overall fee that Wing charges for its services.

Certain equity owners of our firm also have an ownership interest in Wing. As a result, these individuals may receive additional financial benefits when clients are referred to Wing, as compared to a referral to another investment platform or provider. This arrangement creates a conflict of interest, as we and our associated persons have a financial incentive to recommend Wing over other providers. You are encouraged to ask us any questions you may have about this relationship, including details about fees, compensation, or potential conflicts related to your account.